Supreme Court Allows Appeals in Service Law Seniority Dispute, Overturning High Court Reliance on Per Incuriam Precedent. Seniority of Assistant Engineers Must Be Counted from Date of Regularization Under Uttar Pradesh Regularisation Rules, 1979 and 1989 Rules, Not from Initial Ad Hoc Appointments.

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Case Note & Summary

The Supreme Court of India, in a civil appellate jurisdiction, addressed a group of appeals concerning the seniority determination of Assistant Engineers in the Rural Engineering Departments of Uttar Pradesh and Uttarakhand. The dispute centered on whether services rendered during ad hoc appointments prior to regularization should be counted for seniority purposes or if seniority should be calculated only from the date of regularization under the relevant rules. The factual background involved 108 Assistant Engineers appointed ad hoc in 1985, regularized in 1989 under the Uttar Pradesh Regularisation of Ad hoc Appointments Rules, 1979 and 1989 Rules, with a final seniority list prepared in 2001 that did not count ad hoc services. Earlier litigation included writ petitions and a Full Bench decision of the High Court, which held that ad hoc services should not count for seniority. However, in Secretary, Minor Irrigation Department v. Narendra Kumar Tripathi, the Supreme Court had previously ruled that ad hoc services should count, leading to a redetermined seniority list in 2016 that downgraded some employees, prompting the current appeals. The legal issue was whether the Narendra Kumar Tripathi decision was binding or per incuriam for not considering earlier precedents. The appellants argued that Narendra Kumar Tripathi was per incuriam as it overlooked binding decisions like Santosh Kumar v. G.R. Chawla and State of Uttarakhand v. Archana Shukla, which interpreted the same rules to exclude ad hoc services from seniority. They contended that Rule 7 of the 1979 Rules explicitly entitles seniority only from the date of regularization. The respondents likely relied on the Narendra Kumar Tripathi precedent. The court analyzed the rules and precedents, finding that the Narendra Kumar Tripathi decision did not consider the entire Rule 7 or earlier binding cases, making it per incuriam and not a valid precedent. The court emphasized that ad hoc appointments made without following prescribed procedures cannot contribute to seniority. Consequently, the court allowed the appeals, set aside the High Court judgments that followed Narendra Kumar Tripathi, and directed that seniority be determined from the date of regularization, effectively restoring the 2001 seniority list, with benefits limited to notional basis except for pension.

Headnote

A) Service Law - Seniority Determination - Ad Hoc Services - Uttar Pradesh Regularisation of Ad hoc Appointments (on posts within the purview of the Public Service Commission) Rules, 1979 and 1989 Rules - Dispute pertained to whether ad hoc services prior to regularization should count for seniority of Assistant Engineers - Court held that seniority must be counted from the date of regularization, not from initial ad hoc appointment, as per Rule 7 of the 1979 Rules and binding precedents - Held that the decision in Narendra Kumar Tripathi was per incuriam for not considering earlier binding decisions (Paras 1-10).

B) Service Law - Judicial Precedent - Per Incuriam - Supreme Court of India - The Court examined whether the decision in Secretary, Minor Irrigation Department v. Narendra Kumar Tripathi was per incuriam - Found that it did not consider binding precedents like Santosh Kumar v. G.R. Chawla and State of Uttarakhand v. Archana Shukla, which interpreted the same rules - Held that Narendra Kumar Tripathi is not a binding precedent and should not be followed (Paras 3-10).

C) Service Law - Regularization Rules - Rule 7 Interpretation - Uttar Pradesh Regularisation of Ad hoc Appointments (on posts within the purview of the Public Service Commission) Rules, 1979 - The Court interpreted Rule 7, which specifies that seniority is from the date of regularization - Emphasized that ad hoc appointments made dehors rules cannot count for seniority - Held that the High Court erred in relying on Narendra Kumar Tripathi and directed seniority to be as per the 2001 list (Paras 2-10).

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Issue of Consideration

Whether the services rendered by Assistant Engineers as ad hoc should be counted for the purpose of seniority or their seniority shall be counted from the date of their regularization

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Final Decision

Supreme Court allowed the appeals, set aside the impugned judgments of the High Court, and held that seniority of Assistant Engineers should be counted from the date of their regularization, not from initial ad hoc appointments, directing seniority as per the 2001 list with benefits on notional basis except for pension

Law Points

  • Seniority of ad hoc appointees is to be reckoned from the date of their substantive appointments
  • ad hoc services cannot be counted for the purpose of seniority
  • interpretation of regularization rules
  • per incuriam decisions
  • binding precedents
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Case Details

2021 LawText (SC) (7) 42

Civil Appeal No. 10788 of 2016, Civil Appeal No. 2898 of 2021, Civil Appeal No. 4427 of 2021, Civil Appeal No. 4428 of 2021, Civil Appeal No. 4429 of 2021

2021-07-28

M.R. Shah

Anil Kumar Sangal, Rishabh Sancheti, Dr. Rajiv Nanda, Ms. Vanshaja Shukla, Tanmaya Agarwal, Manoj Swarup

Rashi Mani Mishra and others

State of Uttar Pradesh and others

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Nature of Litigation

Civil appeals regarding seniority determination of Assistant Engineers in Rural Engineering Department

Remedy Sought

Appellants sought setting aside of seniority list dated 22.03.2016 and revival of earlier seniority list dated 14.12.2001

Filing Reason

Dispute over whether ad hoc services prior to regularization should count for seniority

Previous Decisions

High Court dismissed writ petitions relying on Narendra Kumar Tripathi case; earlier Full Bench held ad hoc services should not count for seniority

Issues

Whether the services rendered by Assistant Engineers as ad hoc should be counted for the purpose of seniority or their seniority shall be counted from the date of their regularization

Submissions/Arguments

Decision in Narendra Kumar Tripathi is per incuriam for not considering earlier binding decisions Binding decisions in Santosh Kumar and Archana Shukla interpreted the 1979 Rules to exclude ad hoc services from seniority Rule 7 of the 1979 Rules specifies seniority only from date of regularization

Ratio Decidendi

Seniority of ad hoc appointees must be reckoned from the date of substantive appointments under regularization rules; ad hoc services cannot be counted for seniority; the decision in Narendra Kumar Tripathi is per incuriam for not considering binding precedents and the full text of Rule 7 of the 1979 Rules

Judgment Excerpts

services rendered as ad hoc prior to their regularisation shall be counted for the purpose of seniority etc. or only from the date of their regularisation ad hoc services rendered after appointment made dehors the rules and without following any procedure prescribed by law cannot be counted for the purpose of seniority a person appointed under the 1979 Rules shall be entitled to seniority only from the date

Procedural History

Ad hoc appointments in 1985, regularization in 1989, final seniority list in 2001, writ petitions filed, Full Bench decision in 2004, Supreme Court decision in Narendra Kumar Tripathi in 2015, redetermined seniority list in 2016, High Court dismissed writ petitions in 2016, appeals filed to Supreme Court

Acts & Sections

  • Uttar Pradesh Regularisation of Ad hoc Appointments (on posts within the purview of the Public Service Commission) Rules, 1979: Rule 7
  • Uttar Pradesh Regularisation of Ad hoc Appointments (on posts within the purview of the Public Service Commission) (Second Amendment) Rules, 1989:
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