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Search Results for "SEBI compliance"

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High Court

Bombay High Court Quashes Penalty for Non-Certification of Annexures to Return of Allotment Under Section 39(5) of Companies Act, 2013 — Default Under Section 39(4) Relates Only to Filing of Return, Not Certification of Annexures.

27 Apr 2026

The petitioners, N.S.J.L Nidhi Ltd and its officers, challenged an order dated October 11, 2023, by which a Learned Adjudicating Officer imposed a pen...

Supreme Court

Supreme Court Allows SEBI's Appeal Against Securities Appellate Tribunal's Order Setting Aside Penalties for Fraudulent Diversion of Funds. The Court Held That Immediate Diversion of Preferential Allotment Proceeds from Disclosed Objects Constitutes Fraudulent and Unfair Trade Practices Under SEBI PFUTP Regulations, 2003, and Ratification Cannot Cure Such Violations.

17 Mar 2026

The dispute arose from Securities and Exchange Board of India's (SEBI) action against Terrascope Ventures Limited (formerly Moryo Industries Limited) ...

Supreme Court

Supreme Court Upholds SEBI's Order Against Kotak Mutual Fund for Violating SEBI Circular on Side Pocketing of Debt Securities. The Court held that the creation of segregated portfolios without complying with the mandatory conditions of the SEBI circular dated 28th December 2018 was impermissible, and the fund managers and trustees were liable for the resulting losses.

6 Mar 2026

The case involves appeals by Kotak Mahindra Asset Management Company Limited (Kotak AMC), Kotak Mahindra Trustee Company Limited, and several senior e...

Supreme Court

Supreme Court Directs SEBI to Liquidate Attached Assets and Refund Investors in Collective Investment Scheme Case — Court Emphasizes Need for Time-Bound Disposal and Coordination Between Authorities

15 Jul 2024

The petitioners, who are husband, wife, and their son, were founder-directors of Sai Prasad Properties Ltd and other companies in the Sai Group. They ...

Supreme Court

Supreme Court Directs SEBI to Investigate Alleged Securities Law Violations and Constitutes Expert Committee for Regulatory Strengthening. The Court ordered SEBI to probe specific issues including Rule 19A of the Securities Contracts (Regulation) Rules, 1957, and stock price manipulation, while establishing a committee to assess and improve investor protection mechanisms in response to market volatility.

2 Mar 2023

The Supreme Court addressed a batch of petitions arising from significant investor wealth loss in the securities market, triggered by a steep decline ...

Supreme Court

Supreme Court Allows Appellant in SEBI PFUTP Regulations Case Due to Non-Disclosure of Investigation Report. The Court Held That the Investigation Report Under Regulation 9 Must Be Disclosed to Ensure a Fair Hearing Under Principles of Natural Justice, as It Forms the Basis for the Show Cause Notice.

18 Feb 2022

The dispute arose from a show cause notice issued by SEBI to the appellant, alleging violations of the SEBI (Prohibition of Fraudulent and Unfair Trad...

Supreme Court

Supreme Court Dismisses Appeal Against SEBI Order Declaring Art Funds as Collective Investment Schemes. Trusts managing pooled investments in art works held to be Collective Investment Schemes under SEBI Act, 1992, despite being structured as trusts rather than companies.

12 Feb 2020

The Supreme Court dismissed Civil Appeal No. 19936 of 2017 challenging the order of the Securities Appellate Tribunal which had upheld SEBI's directio...

High Court

Bombay High Court Dismisses Petition Challenging SEBI's Rejection of Condonation of Delay in Settlement Applications. SEBI's refusal to condone delay in filing settlement applications under SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014 upheld as petitioner failed to show sufficient cause.

4 Sep 2019

The petitioner, New Delhi Television Limited (NDTL), a company engaged in operating news channels, challenged orders dated 23.8.2017 and 31.8.2017 pas...

High Court

Bombay High Court Dismisses Appeal Against Arbitral Award in Broker-Client Dispute. Court Upholds Award Directing Payment of Rs.1,58,39,459.87 but Refuses Interest and Costs Under Section 34 of Arbitration & Conciliation Act, 1996.

4 Sep 2014

The appellant, Harinarayan Bajaj, entered into various share transactions on the Bombay Stock Exchange (BSE) through the respondent, Madhukar Sheth, w...

High Court

Bombay High Court Allows Writ Petition Against Authority for Advance Ruling's Refusal to Give Ruling on Tax Liability of Capital Gains from Sale of Shares by Mauritius-Based Company. Authority's Order Set Aside as Without Jurisdiction Since Proviso to Section 245R(2) of Income Tax Act, 1961 Not Attracted.

25 Jul 2012

The petitioner, Mahindra BT Investment Co. (Mauritius) Ltd., a company incorporated in Mauritius and a tax resident there, filed an application for ad...

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