Supreme Court Sets Aside High Court Order Dismissing Criminal Appeal Without Perusing Record Under Section 423 CrPC. Appellate Court's Order Must Indicate Judicial Application of Mind and Consideration of Entire Case Record, Not Merely the Judgment Under Appeal.

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Case Note & Summary

The litigation arose from a criminal appeal filed by accused persons convicted under Section 363 of the Indian Penal Code, 1860, for kidnapping a minor girl. The appellants, who were accused Nos. 2 to 5 before the trial court, challenged their conviction and sentence before the Patna High Court. The trial court had convicted them and sentenced each to rigorous imprisonment for five years and a fine of Rs. 500, with further imprisonment in default of payment. Accused No. 1, Sia Devi, was acquitted. The appellants filed Criminal Appeal No. 453 of 1966 in the Patna High Court on September 8, 1966, contending that the findings were not supported by evidence and that the age of the victim was based on conjecture. On September 9, 1966, the High Court admitted the appeal, issued notice, and granted bail pending appeal. The appeal was posted for hearing on May 10, 1968. On that date, neither the appellants nor their counsel appeared, and the High Court passed a one-line order: 'No one appears to press this appeal. On perusal of the judgment under appeal, I find no merit in the case. It is accordingly dismissed.' The appellants filed a restoration application, which was dismissed on July 12, 1968, for lack of sufficient cause. They then sought a certificate under Article 134(1)(c) of the Constitution, which was dismissed on August 2, 1968. The Supreme Court granted special leave to appeal on December 11, 1968. Before the Supreme Court, the appellants contended that the High Court's disposal of the appeal was contrary to Section 423 of the Code of Criminal Procedure, 1898, because once an appeal is admitted, the appellate court cannot dismiss it summarily without perusing the entire record and applying its judicial mind. They also argued that the order was not a judgment as understood in law. The State argued that the order complied with Section 423 and that Section 367 regarding the contents of a judgment did not apply to the High Court, relying on Section 424. The Supreme Court examined Section 423 and held that when a criminal appeal is not summarily dismissed under Section 421 and notice is issued under Section 422, it is obligatory for the appellate court to send for the record if not already before it. After the records are before the court and the appeal is set down for hearing, the appellate court must peruse the record, hear the appellant or his pleader if he appears, and hear the public prosecutor if he appears. If the appellant and counsel are absent, the appellate court cannot dismiss the appeal for default; it may adjourn the matter to enable them to appear or consider the appeal on merits and pass final orders. The consideration of the appeal on merits at the stage of final hearing requires testing the reasoning and findings in the judgment under appeal against the record of the case. The court emphasized that the perusal of the record under Section 423 is not an empty formality and that the record does not mean only the judgment, because the judgment would have already been perused at the admission stage under Section 421. In the present case, the Supreme Court found no indication in the High Court's order that it had perused the record as required by Section 423(1). The mere recital of no merit was insufficient to infer that the High Court had applied its judicial mind. The order lacked a clear indication that the appellate court had considered the material on record, which includes not only the judgment and petition of appeal but also other relevant materials. Consequently, the Supreme Court held that the High Court's order was not in conformity with Section 423 and set it aside, thereby restoring the criminal appeal before the High Court for fresh disposal in accordance with law. The Court did not express any opinion on whether Section 367 applies to High Court judgments or the scope of Section 424.

Headnote

A) Criminal Procedure - Appellate Court's Duty on Final Hearing - Section 423 CrPC - Mandatory Perusal of Record and Hearing of Parties - Once an appeal is admitted and notice issued, the appellate court must send for the record if not already before it, peruse such record, hear the appellant or pleader if he appears, and hear the public prosecutor if he appears; a dismissal of the appeal in the absence of the appellant and counsel without considering the merits violates Section 423 - Held that the High Court's order dismissing the appeal with only the recital 'no merit in the case' was not in conformity with Section 423 (Paras Not mentioned).

B) Criminal Procedure - Meaning of 'Record' - Section 423 CrPC - Record Includes Entire Case Record, Not Merely Judgment Under Appeal - The record of the case does not mean only the judgment, because the judgment would have already been perused under Section 421 at the admission stage; the appellate court must test the reasoning and findings in the judgment under appeal in the light of the entire record - Held that the High Court did not indicate perusal of the record beyond the judgment (Paras Not mentioned).

C) Criminal Procedure - Judicial Application of Mind - Section 423 CrPC - Order Must Indicate Judicial Mind Applied to Particular Appeal - A mere recital of no merit is insufficient; there must be a clear indication in the judgment or order that the appellate court has applied its judicial mind to the particular appeal, which requires considering material on record including the judgment, petition of appeal, and other relevant materials - Held that since the impugned order was passed without considering the material on record, it was not in conformity with Section 423 and had to be set aside (Paras Not mentioned).

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Issue of Consideration

Whether the disposal of the appeal by the High Court is in conformity with Section 423 of the Code of Criminal Procedure, 1898.

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Final Decision

The Supreme Court held that the High Court's order dated May 10, 1968 was not in conformity with Section 423 CrPC because it did not show perusal of the record or application of judicial mind. The order was set aside, and the criminal appeal before the High Court stood restored for fresh disposal in accordance with law.

Law Points

  • Under Section 423 CrPC
  • appellate court must peruse the entire record before final disposal
  • record includes not only judgment but all relevant materials
  • hearing of appellant or pleader and public prosecutor if present is mandatory
  • if appellant and counsel absent court may adjourn or decide on merits after considering record
  • order must indicate judicial application of mind
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Case Details

1971 LawText (SC) (03) 3

Criminal Appeal No. 283 of 1968

1971-03-23

C.A. Vaidialingam, A.N. Ray

1971 AIR 1606, 1971 SCR 133, 1971 SCC (1) 855

S. N. Prasad, R. C. Prasad

Shyam Deo Pandey & Ors

State of Bihar

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Nature of Litigation

Criminal appeal by special leave against a High Court order dismissing a criminal appeal under Section 363 IPC.

Remedy Sought

Appellants sought setting aside of the High Court's dismissal order and restoration of their criminal appeal, contending violation of Section 423 CrPC.

Filing Reason

High Court dismissed the appeal in the absence of appellants and counsel without perusing the entire record, merely reciting no merit.

Previous Decisions

Trial court convicted appellants under Section 363 IPC; High Court admitted appeal but later dismissed it summarily on merits with no indication of record perusal; restoration application dismissed; special leave granted by Supreme Court.

Issues

Whether the disposal of the Criminal Appeal by the High Court was in conformity with Section 423 of the Code of Criminal Procedure, 1898.

Submissions/Arguments

Appellants argued that the High Court's order was passed without complying with Section 423 CrPC, as the appellate court must peruse the entire record and give reasons; the order showed complete disregard of the provision. Appellants contended that the High Court had no power to dismiss the appeal summarily after admission and issue of notice. Appellants also argued that the order was not a judgment as understood in law because it did not contain points for determination, decision thereon, and reasons. State argued that the order dated May 10, 1968 complied with Section 423 CrPC and that Section 367 regarding contents of judgment did not apply to the High Court, relying on Section 424 CrPC.

Ratio Decidendi

Under Section 423 CrPC, after an appeal is admitted and notice issued, the appellate court must peruse the entire record, hear the appellant or pleader if present and the public prosecutor if present, and then decide the case on merits. The record includes not only the judgment under appeal but all relevant materials; the appellate court's order must indicate application of judicial mind.

Judgment Excerpts

No one appears to press this appeal. On perusal of the judgment under appeal, I find no merit in the case. It is accordingly dismissed. If the appellant and his counsel are not present the appellate court cannot dismiss the appeal enable them to appear or it should consider the appeal on merits and pass final orders. The requirement regarding the perusal of the record that has been sent for and received in court before disposing of an appeal is not an empty formality. Since the impugned order of the High Court was passed without considering the material on record the order was not in conformity with s. 423 of the Code and had to be to set aside.

Procedural History

Trial by First Assistant Sessions Judge, Biharsharif; conviction and sentence on August 31, 1966. Appeal filed in Patna High Court on September 8, 1966. High Court admitted appeal and issued notice on September 9, 1966, granting bail and stay of fine. Appeal posted for hearing on May 10, 1968; dismissed same day for non-appearance with no merit recital. Criminal Miscellaneous Application No. 556 of 1968 for restoration dismissed on July 12, 1968. Application for certificate under Article 134(1)(c) of Constitution dismissed on August 2, 1968. Special leave granted by Supreme Court on December 11, 1968. Final judgment by Supreme Court on March 23, 1971.

Acts & Sections

  • Code of Criminal Procedure, 1898: 423, 421, 422, 410, 418, 419, 420, 424, 367
  • Indian Penal Code, 1860: 363
  • Constitution of India: Article 134(1)(c)
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