Supreme Court Upholds University's Appeal in Reservation Act Applicability Case by Rejecting Mandamus for Appointment of Respondents as Readers. Selection Process for Posts of Readers Was Initiated After Commencement of U.P. Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Backward Classes) Act, 1994, Hence Reservation Provisions Applied and No Indefeasible Right to Appointment Arose from Mere Inclusion in Select List.

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Case Note & Summary

The Supreme Court considered an appeal by the Vice-Chancellor of University of Allahabad and others against Dr. Anand Prakash Mishra and others regarding appointment to two posts of Readers in Chemistry. The dispute arose after the U.P. Public Services (Reservation of Scheduled Caste, Scheduled Tribes and Backward Classes) Act, 1994 came into force with effect from December 11, 1993. Prior to that date, the University had initiated a selection process for various posts, including Readers. In February 1995, a fresh advertisement was issued for two Readers in Chemistry. On a representation by the respondents, the Chancellor, exercising powers under Section 68 of the U.P. State Universities Act, 1973, directed the Vice-Chancellor on June 6, 1995 to appoint the respondents as Readers. The Vice-Chancellor sought guidance from the Chancellor on June 15, 1995, citing the conflict with the reservation Act. The Chancellor referred the matter to the Law Department and informed the University on July 8, 1995. The respondents filed a writ petition on July 17, 1995 seeking mandamus to implement the Chancellor's direction. Meanwhile, the Governor, acting under Section 6 of the 1994 Act, cancelled appointments made in violation of the Act, and affected persons filed separate writ petitions which were pending. The core legal issue was whether the selection process had been initiated before the commencement of the Act, therefore exempt under Section 15(1), and whether the Chancellor's direction could override the Act's reservation requirements. The respondents argued that screening of candidates before the Act constituted initiation of selection process. The University contended that the interview for selection commenced on December 12, 1993, after the Act's commencement, so the Act applied. The Court held that under Section 15(1) read with the Explanation, for interview-only selections, the process is initiated when the interview starts. Since the interview began on December 12, 1993, the Act applied and the selection without reservation was illegal. The Court also held that the Chancellor's direction under Section 68 was invalid as it conflicted with the Act, and that selected candidates do not acquire an indefeasible right to appointment. Relying on Shankarsan Dash v. Union of India, State of Andhra Pradesh v. T. Ramakrishna Rao, State of Harvana v. Subash Chander Marwaha, Union Territory of Chandigarh v. Dilbagh Singh, and Nagar Mahapalika, Kanpur v. Vinod Kumar Srivastava, the Court concluded that mere inclusion in a select list does not create a legal right enforceable by mandamus. Consequently, the Court held that the reservation Act applied, the Chancellor's direction was invalid, and no mandamus could be issued to appoint the respondents. The appeal was decided in favor of the University, rejecting the respondents' claim for appointment.

Headnote

A) Service Law - Reservation - Applicability of U.P. Public Services (Reservation for SC/ST/OBC) Act, 1994 - Section 15(1) and Explanation - The Act applied to selections initiated after its commencement; initiation means written test or interview started; for interview-only selections, the interview date is decisive - The selection process for Readers started by interview on December 12, 1993, after the Act came into force on December 11, 1993, hence the reservation provisions under Section 3 applied and the selection made without reservation was illegal. Held that the Act was applicable.

B) Constitutional Law - Executive Powers - Chancellor's Direction under Section 68 of U.P. State Universities Act versus Statutory Reservation Mandate - The Chancellor's direction under Section 68 could not override the mandatory reservation provisions of the 1994 Act; when acting under the Act, the Governor exercises constitutional functions with aid and advice, and a conflicting direction is invalid - The Court held that the Chancellor's order directing appointment of respondents was cancelled as it violated the Act; the university was bound to implement reservation.

C) Service Law - Appointment Rights - No Indefeasible Right from Merely Being Selected - Reliance on Shankarsan Dash and other precedents - A candidate whose name appears in the select list does not acquire an indefeasible right to appointment, and mandamus cannot be issued unless there is a legal right under the statute - The respondents had no legal right to be appointed; the writ of mandamus to implement the Chancellor's direction could not be issued. Held that no mandamus lies.

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Issue of Consideration

Whether the Chancellor (Governor) was right in directing the Vice-Chancellor to appoint the respondents as Readers in Chemistry despite the U.P. Public Services (Reservation for SC/ST and Backward Classes) Act, 1994 coming into force before the selection process commenced.

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Final Decision

The Supreme Court held that the selection process for the posts of Readers was initiated after the commencement of the 1994 Act, as the interview started on December 12, 1993, thus the Act's reservation provisions applied. The Chancellor's direction under Section 68 was invalid as it conflicted with the Act. The respondents had no indefeasible right to appointment merely by being selected; hence the mandamus could not be issued. The appeal was decided in favour of the University.

Law Points

  • Under Section 15(1) of U.P. Public Services (Reservation of Scheduled Caste
  • Scheduled Tribes and Backward Classes) Act
  • 1994
  • the Act applies if selection process initiated after commencement
  • initiation means written test or interview started
  • for interview-only selections
  • interview date governs
  • no indefeasible right to appointment from mere selection
  • mandamus cannot be issued without legal right
  • statutory direction under Section 68 of U.P. State Universities Act cannot override mandatory reservation provisions
  • reservation percentages applicable to direct recruitment.
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Case Details

1996 LawText (SC) (12) 43

Civil Appeal No. 16991 of 1996 (Arising out of SLP (C) No. 2602 of 1996)

1996-12-16

K. Ramaswamy, G.T. Nanavati

Shri Sharan

The Vice Chancellor, University of Allahabad & Ors.

Dr. Anand Prakash Mishra & Ors.

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Nature of Litigation

Service law appeal against High Court order directing implementation of Chancellor's direction to appoint respondents as Readers in Chemistry Department of University of Allahabad, involving applicability of reservation Act to selection process.

Remedy Sought

Respondents sought a writ of mandamus to compel the Vice-Chancellor to implement the Chancellor's direction dated June 6, 1995 appointing them as Readers; the University opposed and challenged the validity of the direction in light of the 1994 Act.

Filing Reason

The Chancellor directed the Vice-Chancellor to appoint respondents as Readers; the Vice-Chancellor sought guidance citing conflict with the reservation Act; respondents filed writ petition for mandamus; High Court presumably allowed the writ, prompting university to appeal to Supreme Court.

Issues

Whether the selection process for the posts of Readers was initiated before the commencement of the U.P. Public Services (Reservation) Act, 1994, and thus exempt under Section 15(1). Whether the Chancellor's direction under Section 68 of the U.P. State Universities Act could override the statutory reservation requirements of the 1994 Act. Whether selected candidates have an indefeasible right to appointment so as to warrant a mandamus.

Submissions/Arguments

Respondents contended that the selection process had started before the Act came into force (by screening candidates) and therefore should be completed under the pre-Act rules, exempting it from reservation. The University contended that the interview for selection started on December 12, 1993, after the Act commenced on December 11, 1993, so the Act applied and the selection made without reservation was illegal. The State/Chancellor acting under Section 6 of the Act had the power to cancel appointments made in violation of the Act, and the Chancellor's earlier direction was issued in a different capacity and was invalid.

Ratio Decidendi

Under Section 15(1) of the U.P. Act 4 of 1994, the Act applies if selection process was initiated after commencement; initiation means written test or interview started, and for interview-only selections the interview date governs. Merely being shortlisted or included in select list does not create an indefeasible right to appointment; mandamus cannot be issued without a legal right. A statutory authority's direction under one Act cannot override mandatory provisions of another Act, and reservation obligations must be met at the stage of direct recruitment.

Judgment Excerpts

Legislative intentions is clear from Section 15(1) that the provisions of this Act shall not apply to cases in which selection process has been initiated before the commencement of the Act. Admittedly, the process of selection is to decide the merit of the candidates by an interview which was started on and from December 12, 1993. Thereby, the process of selection was initiated after the Act has come into force without applying the provisions of sub-section(1) of Section 3 of the Act. a candidate whose name appears in the select list does not acquire any indefeasible right to be appointed

Procedural History

Prior to December 12, 1993, the University initiated selection process for various posts. The U.P. Public Services (Reservation) Act, 1994 came into force with effect from December 11, 1993. In February 1995, a fresh advertisement was made for two posts of Readers in Chemistry. On representation by respondents, the Chancellor, exercising power under Section 68 of U.P. State Universities Act, directed the Vice-Chancellor on June 6, 1995 to appoint respondents as Readers. The Vice-Chancellor, by letter dated June 15, 1995, sought guidance from the Chancellor regarding implementation in light of the Act; the matter was referred to Law Department and informed on July 8, 1995. Respondents filed a writ petition on July 17, 1995 seeking mandamus to implement the Chancellor's direction. The Governor, exercising powers under Section 6 of the Act, cancelled appointments made in violation of the Act. Other affected persons filed writ petitions in the High Court, which were pending disposal. The present appeal by the University was before the Supreme Court.

Acts & Sections

  • Uttar Pradesh Public Services (Reservation of Scheduled Caste, Scheduled Tribes and Backward Classes) Act, 1994: Section 1(2), Section 2(c), Section 3, Section 4, Section 6, Section 15
  • Uttar Pradesh State Universities Act, 1973: Section 68
  • Constitution of India: Article 30(1), Article 163, Article 234, Article 237, Article 309 proviso
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