Supreme Court Upholds Subject-wise Reservation for University Posts Under Uttar Pradesh Act. Roster and clubbing of single posts carrying same scale of pay required for reservation in direct recruitment to Professor, Reader and Lecturer posts.

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Case Note & Summary

The dispute arose from a government clarification dated 19.4.1995 issued by the State of Uttar Pradesh regarding reservation in direct recruitment to posts of Professors, Readers and Lecturers in universities and colleges under the Uttar Pradesh Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Classes) Act, 1994. The University of Allahabad had issued an advertisement on 30.1.1995 inviting applications for these posts, specifying reserved categories subject-wise. The clarification stated that for recruitment to these posts, the University or College would be treated as a unit and reservation would apply to all posts together. A writ petition was filed before the Allahabad High Court challenging this clarification. The High Court, by judgment dated 3.5.1996 in CMWP No. 12592 of 1995, held the notification/clarification bad in law. The State of Uttar Pradesh appealed to the Supreme Court by special leave. The State, through Advocate General Rakesh Dwivedi, contended that most subjects had single posts of Professor, Reader or Lecturer; if recruitment was made subject-wise to each single post, reservation could never be applied. Therefore, the Government clarified that the entire University/College should be treated as a unit and the posts fused into three separate categories—Professor, Reader and Lecturer—for applying reservation. This was said to be consistent with Section 2(c)(iv) read with Section 3(5) of the Act. The respondents, through senior counsel P.P. Rao, argued that the advertisement was issued subject-wise and that the government instructions created ambiguity about which posts were reserved. Subject-wise reservation would enable candidates to know which vacancies were available to general and reserved categories. If there was only one post in a faculty/cadre, the rule of rotation under Section 3(5) should apply, thereby effectuating reservation without treating the entire university as a unit. The Supreme Court accepted the respondents' contention. It referred to the constitutional scheme under Articles 14, 15, 16, 38, 46, 335 and 51A, and observed that reservation in public employment is a facet of protective discrimination to achieve socio-economic equality. It noted that the Uttar Pradesh Act applied to services and posts in educational institutions including universities. The Court held that while issuing an advertisement for direct recruitment in any grade or cadre in a university, the rule of reservation must be applied to each service, post, grade or cadre as per the percentage under Section 3(1) and the roster under Section 3(5). The university was required to work out the posts beforehand. If there was only one post in a cadre/faculty, all such single posts carrying the same scale of pay were required to be clubbed and the roster applied to that group. The advertisement must earmark posts in the roster for general and reserved categories so that every qualified candidate could apply for the appropriate post. The Court found that the present advertisement specified posts subject-wise and vacancies were reserved for general, Dalits, Tribes and OBCs, though it was unclear whether this was as per roster. It concluded that the government clarification treating the entire University/College as a unit was not consistent with the Act's requirement of applying the roster to each cadre and the rule of rotation for single posts. The final operative order was not fully available in the extracted text; however, the reasoning indicated that the appeal by the State was to be dismissed or the matter remanded for implementation of reservation subject-wise with clubbing of single posts.

Headnote

A) Constitutional Law - Protective Discrimination - Articles 14, 15(1), 16(1), 16(4), 38, 46, 335 of the Constitution of India - Reservation in public employment is part of the constitutional scheme to achieve socio-economic equality; the State may make positive discrimination in favour of disadvantaged groups. Held that rule of reservation in appointment to service or post under the State is a constitutional facility enabling dignity and equality of status.

B) Service Law - Applicability of Reservation Act to University Posts - Uttar Pradesh Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Classes) Act, 1994, Sections 2(c), 3(1), 3(5) - The Act applies to services and posts in educational institutions including universities; direct recruitment must apply reservation percentages and roster. Held that while issuing advertisement for direct recruitment, the university must apply rule of reservation to each service, post, grade or cadre and work out roster beforehand.

C) Service Law - Unit for Reservation and Single Post Clubbing - Uttar Pradesh Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Classes) Act, 1994, Section 3(5) - Government clarification treating entire University/College as unit is not correct; if there is a single post in a cadre/faculty, all such single posts carrying same scale of pay must be clubbed and roster applied. Held that advertisement must earmark posts for general and reserved categories so candidates can apply with clarity.

D) Precedent - Roster and Isolated Post Reservation - R.K. Sabharwal v. State of Punjab, (1995) 2 SCC 745; Union of India v. Madhav, JT 1996 (9) - Constitution Bench held reservation in promotion as per roster valid; reservation can be provided even to isolated post based on rule of rotation; consistent with Articles 14 and 16. Held that roster and rotation ensure Dalits and Tribes considered for single post without violating equality.

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Issue of Consideration

Whether the Government clarification treating University/College as a unit for applying reservation to posts of Professors, Readers and Lecturers under the Uttar Pradesh Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Classes) Act, 1994 was valid, and how the rule of reservation and roster should be applied when there are single posts in a cadre/faculty.

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Final Decision

The Supreme Court agreed with the respondents' interpretation and held that the rule of reservation under the U.P. Act must be applied to each service, post, grade or cadre as per the roster under Section 3(5). Where a single post exists in a cadre/faculty, all such single posts carrying the same scale of pay must be clubbed and the roster applied. The University is required to earmark posts in the roster for general and reserved categories so that candidates can apply accordingly. The government clarification treating the whole University/College as a unit was found inconsistent; final operative order not fully available in extracted text.

Law Points

  • Reservation in public employment is part of constitutional scheme of protective discrimination
  • U.P. Reservation Act applies to educational institutions including universities
  • direct recruitment must follow roster and percentage under Section 3(1) and 3(5)
  • single posts in cadre/faculty must be clubbed for roster application
  • advertisement must earmark reserved and general posts
  • reservation even for isolated post valid based on rule of rotation.
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Case Details

1997 LawText (SC) (01) 155

1997-01-31

K. Ramaswamy, G.T. Nanavati

Rakesh Dwivedi (Advocate General), P.P. Rao (Senior Counsel)

State of Uttar Pradesh

Dr. Dina Nath Shukla & Anr.

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Nature of Litigation

Challenge to government clarification that University/College is unit for reservation in direct recruitment to teaching posts; service matter under the U.P. Reservation Act.

Remedy Sought

State of Uttar Pradesh sought to set aside Allahabad High Court judgment and uphold the government clarification dated 19.4.1995 treating University/College as unit for reservation.

Filing Reason

High Court declared the clarification dated 19.4.1995 bad in law.

Previous Decisions

Allahabad High Court judgment dated 3.5.1996 in CMWP No. 12592 of 1995 held the notification dated 19.4.1995 bad in law.

Issues

Whether the Government clarification treating University/College as a unit for applying reservation to posts of Professors, Readers and Lecturers is valid under the U.P. Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Classes) Act, 1994. How the rule of reservation and roster should be applied when there are single posts in a cadre/faculty, and whether subject-wise reservation or clubbing of same scale posts is required.

Submissions/Arguments

For appellant: Entire University/College should be treated as unit; posts of Professors, Readers and Lecturers should be fused as three separate categories for reservation; consistent with Section 2(c)(iv) read with Section 3(5) of the Act. For respondents: Advertisement was issued subject-wise; government instructions create ambiguity; subject-wise reservation provides clarity; if only one post in faculty/cadre, rule of rotation under Section 3(5) should apply; candidates need to know which posts are reserved.

Ratio Decidendi

The Uttar Pradesh Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Classes) Act, 1994 applies to services and posts in educational institutions including universities. Direct recruitment to posts must follow the reservation percentage under Section 3(1) and the roster under Section 3(5). For single posts in a cadre/faculty, all such posts carrying the same scale of pay must be clubbed and the roster applied to that group. The advertisement must earmark reserved and general posts so that candidates can apply with clarity. Reservation even for an isolated post is valid based on rule of rotation, consistent with Articles 14 and 16 of the Constitution.

Judgment Excerpts

We think that the stand taken and the contention raised by Shri P.P. Rao, learned senior counsel, is correct and merits acceptance. If there is only one post in a cadre/Faculty, be it a post of Professor, Reader or Lecturer, necessarily, all such single posts carrying the same scale of pay are required to be clubbed and the roster applied to such single post in terms of Section 3(5) of the Act. The University is required to ear-mark the posts in the roster meant for general category or Dalits, Tribes or OBCs so that every qualified candidate would apply for and seek selection in accordance with law.

Procedural History

Allahabad High Court allowed writ petition CMWP No. 12592 of 1995 by judgment dated 3.5.1996, holding the government clarification dated 19.4.1995 bad in law. State of Uttar Pradesh filed appeal by special leave before Supreme Court. Supreme Court heard arguments and rendered judgment on 31.1.1997 (final operative order not fully extracted).

Acts & Sections

  • Uttar Pradesh Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Classes) Act, 1994: Section 2(c), Section 3(1), Section 3(5), Section 3(6)
  • Constitution of India: Article 14, Article 15(1), Article 15(2)-(4), Article 16(1), Article 16(4), Article 16(4-A), Article 38, Article 46, Article 51A(h), Article 51A(j), Article 309, Article 335
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