Case Note & Summary
The present Letters Patent Appeal arises from a judgment of a learned Single Judge of the Bombay High Court in Writ Petition No.4349 of 1996. The appeal was filed by M/s. Thermax Limited and two of its officers against the order of the Single Judge which had allowed the petition of the respondent No.1, C. Gopinath Pillai, and set aside the order of the Industrial Court, Pune, dated 12th July 1996 in Revision Application No.16 of 1996. The Industrial Court had dismissed the complaint filed by the respondent No.1 under the Maharashtra Recognition of Trade Unions & Prevention of Unfair Labour Practices Act, 1971 (MRTU & PULP Act). The Single Judge restored the complaint to the file of the Labour Court and held that the respondent No.1 was an 'employee' within the meaning of Section 3(5) of the Act. The appellants challenged this decision. The facts are that the respondent No.1 was appointed as a Stenographer on 1st July 1981 and was later promoted as Officer (Training) on 1st July 1993. His services were terminated on 24th August 1994. He filed a complaint under Item Nos.1(a), (b), (c), (d), (f) and Item No.10 of Schedule IV of the Act, alleging unfair labour practices. The appellants contested the maintainability of the complaint on the ground that the respondent No.1 was not an 'employee' under Section 3(5) of the Act, which excludes persons employed in a supervisory capacity. The legal issue before the Division Bench was whether the respondent No.1, as Officer (Training), was an 'employee' under the Act. The court analyzed the definition under Section 3(5) and noted that it excludes persons employed in a supervisory capacity. The court examined the nature of the respondent's duties and responsibilities after his promotion and concluded that he was employed in a supervisory capacity. Consequently, he was not an 'employee' under the Act, and the complaint was not maintainable. The court allowed the appeal, set aside the judgment of the learned Single Judge, and restored the order of the Industrial Court dismissing the complaint. The decision was based on the interpretation of Section 3(5) of the MRTU & PULP Act, 1971, and the factual finding that the respondent was in a supervisory role.
Headnote
A) Industrial Law - Definition of Employee - Section 3(5) MRTU & PULP Act, 1971 - Exclusion of Supervisory Employees - The respondent was appointed as Stenographer and later promoted to Officer (Training). The court examined whether he fell within the definition of 'employee' under Section 3(5) of the Act, which excludes persons employed in a supervisory capacity. The court held that the promotion to Officer (Training) placed him in a supervisory role, thus excluding him from the definition. The complaint under the Act was therefore not maintainable. (Paras 2-5) B) Industrial Law - Maintainability of Complaint - Schedule IV Items - MRTU & PULP Act, 1971 - The respondent filed a complaint alleging unfair labour practices under Item Nos.1(a), (b), (c), (d), (f) and Item No.10 of Schedule IV. The court held that since the respondent was not an 'employee' under Section 3(5), the complaint was not maintainable before the Labour Court. The Industrial Court's order dismissing the complaint was upheld. (Paras 2-5) C) Industrial Law - Supervisory Capacity - Test for Determination - The court considered the nature of duties and responsibilities of the respondent as Officer (Training) and concluded that he was employed in a supervisory capacity, thereby falling outside the definition of 'employee' under the Act. (Paras 3-5)
Issue of Consideration
Whether the respondent No.1, who was promoted as Officer (Training), is an 'employee' within the meaning of Section 3(5) of the Maharashtra Recognition of Trade Unions & Prevention of Unfair Labour Practices Act, 1971, and consequently whether the complaint under the Act was maintainable.
Final Decision
Appeal allowed. Judgment of learned Single Judge dated 2nd September 2004 in Writ Petition No.4349 of 1996 set aside. Order of Industrial Court, Pune dated 12th July 1996 in Revision Application No.16 of 1996 restored. Complaint (ULP) No.240 of 1994 stands dismissed.
Law Points
- Definition of employee under Section 3(5) of MRTU & PULP Act
- 1971
- Exclusion of persons employed in supervisory capacity
- Maintainability of complaint under Schedule IV
- Interpretation of 'workman' under Industrial Disputes Act
- 1947




