Case Note & Summary
The petitioner, a Deputy Collector in the Maharashtra Government service, was transferred mid-tenure from the post of Sub-Divisional Officer, Bhiwandi to Deputy Collector (Land Acquisition No.4), Mumbai Suburban District by an order dated 7 June 2018, before completing his normal three-year tenure. The transfer was part of a three-way exchange involving two other officers and was stated to be under Section 4(5) of the Maharashtra Government Servants Regulation of Transfer and Prevention of Delay in Discharge of Official Duties Act, 2005, which permits mid-tenure transfers in special cases after recording reasons and with prior approval of the immediately superior transferring authority. The petitioner challenged the transfer before the Maharashtra Administrative Tribunal, which dismissed his original application on 7 August 2018, holding that the transfer was approved by the Revenue Minister and the Chief Minister and that special reasons existed for the Samruddhi project. The petitioner then filed a writ petition under Article 226 of the Constitution before the Bombay High Court. The High Court examined the statutory scheme and the record. It found that the mandatory procedure under Section 4(5) was not followed: the proposal for transfer did not emanate from the competent authority (the government) but was inserted by the Revenue Minister; the competent authority did not record any special reasons; and the Chief Minister’s note on the file did not expressly approve the specific transfer of the petitioner as proposed by the Minister, but rather approved the Civil Services Board’s proposal with three changes, none of which concerned the petitioner. The Court held that the Tribunal had erroneously assumed compliance without verifying the file. Consequently, the transfer order was quashed. The Court directed the State Government to pass fresh orders after complying with the law, including Section 4(5) and any applicable election code requirements. The petition was allowed, but in view of the ongoing Lok Sabha election model code, the actual implementation was to await further orders.
Headnote
A) Service Law - Mid-tenure Transfer - Mandatory Procedure under Section 4(5) - Maharashtra Government Servants Regulation of Transfer and Prevention of Delay in Discharge of Official Duties Act, 2005, Sections 4(5) and 6 - The transfer of a government servant before completion of normal tenure under Section 4(5) requires that the competent authority must initiate the proposal, record special reasons in writing, and obtain the prior approval of the immediately superior transferring authority mentioned in the table of Section 6. In the present case, the Revenue Minister, not the competent authority, initiated the transfer by modifying the Civil Services Board’s proposal; no special reasons were recorded by the competent authority; and the Chief Minister’s approval was ambiguous and not clearly given for the specific transfer. The Tribunal erroneously assumed compliance. Held, the transfer order violated the mandatory provisions and was quashed; the State was given liberty to pass fresh orders after strict compliance with the statutory procedure. (Paras 7-18)
Issue of Consideration
Whether the mid-tenure transfer of the petitioner under Section 4(5) of the Maharashtra Government Servants Regulation of Transfer and Prevention of Delay in Discharge of Official Duties Act, 2005 was valid and complied with the mandatory procedural requirements, particularly initiation by the competent authority, recording of special reasons, and prior approval of the immediately superior transferring authority.
Final Decision
The High Court allowed the writ petition, quashed the order of the Maharashtra Administrative Tribunal dated 7 August 2018 and the transfer order dated 7 June 2018. The Court held that the State had not complied with the mandatory requirements of Section 4(5) of the Maharashtra Government Servants Regulation of Transfer and Prevention of Delay in Discharge of Official Duties Act, 2005. The competent authority did not initiate the transfer; the Revenue Minister, not the competent authority, proposed the transfer for the first time; the competent authority recorded no reasons; and the Chief Minister’s approval was not clearly for the specific transfer as suggested by the Minister. The Court directed the State Government to pass fresh orders in accordance with law, giving liberty to the competent authority to exercise powers under Section 4(5) and any other provisions, strictly complying with statutory requirements. The petition was allowed with costs, but implementation was to await the lifting of the Lok Sabha election model code of conduct.
Law Points
- Mid-tenure transfer under Section 4(5) of the Maharashtra Government Servants Regulation of Transfer and Prevention of Delay in Discharge of Official Duties Act
- 2005 requires mandatory initiation by the competent authority
- recording of special reasons in writing
- and prior approval of the immediately superior transferring authority as per Section 6
- non-compliance renders transfer void.
Case Details
2019 LawText (BOM) (03) 53
WRIT PETITION NO.9844 OF 2018
A.S. Oka, Sandeep K. Shinde
Mr. Uday P. Warunjikar i/b. Mr. Bhushan Arvind Bandiwadekar and Mr. Gaurav Arvind Bandiwadekar (Petitioner); Mr. A.B. Vagyani, Government Pleader a/w Mr. P.G. Sawant, AGP (Respondent No.1); Mr. R.S. Apte, Senior Advocate i/b. Ms. Leena Patil (Respondent No.2); Mr. S.G. Deshmukh i/b. Ms. Nazia S.A. Shaikh (Respondent No.3)
Shri Santosh Machhindra Thite
1. The State of Maharashtra, 2. Shri Mohan Naladkar, 3. Smt. Archana Kadam
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Nature of Litigation
Writ petition under Article 226 of the Constitution of India challenging the order of the Maharashtra Administrative Tribunal which dismissed the petitioner's original application against his mid-tenure transfer order.
Remedy Sought
Petitioner sought quashing of the Tribunal's order dated 7 August 2018 and the transfer order dated 7 June 2018, and a direction to continue at his original posting.
Filing Reason
The transfer order violated the mandatory requirements of Section 4(5) of the Maharashtra Government Servants Regulation of Transfer and Prevention of Delay in Discharge of Official Duties Act, 2005, as the competent authority did not initiate the proposal, no special reasons were recorded, and the prior approval of the immediately superior transferring authority was not properly obtained.
Previous Decisions
The Maharashtra Administrative Tribunal dismissed the petitioner's Original Application No.515 of 2018 on 7 August 2018, holding that the transfer was approved by the Revenue Minister and Chief Minister and special reasons existed.
Issues
Whether the mid-tenure transfer of the petitioner under Section 4(5) of the Maharashtra Government Servants Regulation of Transfer and Prevention of Delay in Discharge of Official Duties Act, 2005 was in compliance with the mandatory procedure, particularly the requirement that the competent authority must initiate the proposal, record special reasons in writing, and obtain prior approval of the immediately superior transferring authority under Section 6.
Submissions/Arguments
Petitioner argued that the transfer order was a mid-tenure transfer and the mandatory procedure under Section 4(5) was not followed; the competent authority did not initiate the transfer, no special reasons were recorded by the competent authority, and the Chief Minister’s approval was ambiguous and not in terms of the Section.
Respondent State contended that the Revenue Minister made modifications to the Civil Services Board proposal in public interest for the Samruddhi project, and the Chief Minister approved the proposal, thereby complying with the Act.
Respondent No.2 submitted that the provisions of the Transfer Act are regulatory, not prohibitory, and discretion exists for exceptions.
Respondent No.3 relied on the decision in V.B. Gadekar v. Maharashtra Housing and Area Development Authority.
Ratio Decidendi
For a valid mid-tenure transfer under Section 4(5) of the Maharashtra Government Servants Regulation of Transfer and Prevention of Delay in Discharge of Official Duties Act, 2005, the competent authority must itself initiate the proposal, record specific special reasons in writing, and obtain the prior approval of the immediately superior transferring authority as per the table under Section 6. Non-compliance with any of these mandatory requirements renders the transfer order illegal and void.
Judgment Excerpts
Subsection (5) of Section 4 of the said Act, 2005 reads thus: “(5) Notwithstanding anything contained in section 3 or this section, the competent authority may, in special cases, after recording reasons in writing and with the prior [approval of the immediately superior] Transferring Authority mentioned in the table of section 6, transfer a Government Servant before completion of his tenure of post.”
It is the case of the first respondent that the order of the transfer of the petitioner is under Subsection (5) of Section 4 of the said Act, 2005. Firstly, it is not the case of the first respondent that Hon'ble Minister of Revenue is the competent authority. The specific stand taken before the Tribunal is that the proposal for transfer of petitioner and second and third respondent was inserted in the proposal prepared by the Civil Services Board by the Hon'ble Minister. The transfer under SubSection (5) of Section 4 has been initiated by the competent authority by recording reasons in writing. The actual transfer is to be effected with the prior approval of the immediately superior transferring authority mentioned in the table of Section 6.
We find that the mandatory provision of Section 4(5) has been completely breached. The object of the Act is to insulate the transfers from extraneous considerations and to provide stability of tenure. The machinery under Section 4(5) has to be strictly followed. The learned Member of the Tribunal completely misdirected himself.
Procedural History
1. On 7 June 2018, the State Government issued a transfer order transferring the petitioner mid-tenure from Sub-Divisional Officer, Bhiwandi to Deputy Collector (Land Acquisition No.4), Mumbai Suburban District. 2. The petitioner filed Original Application No.515 of 2018 before the Maharashtra Administrative Tribunal challenging the transfer. 3. The Tribunal dismissed the application on 7 August 2018, upholding the transfer. 4. The petitioner filed Writ Petition No.9844 of 2018 before the Bombay High Court under Article 226 of the Constitution. 5. By an order dated 11 September 2018, a Division Bench of the High Court recorded a prima facie finding that the transfer was illegal and called for the original file. 6. After hearing by a subsequent Bench, the High Court pronounced the final judgment on 4 February 2019, quashing the Tribunal’s order and the transfer order, and directing the State to pass fresh orders in accordance with law.
Acts & Sections
- Maharashtra Government Servants Regulation of Transfer and Prevention of Delay in Discharge of Official Duties Act, 2005: 4(5), 6
- Constitution of India: 226