Supreme Court Upholds High Court Quashing Disciplinary Proceedings Initiated Under Rule 55 Civil Services Rules Without Granting Gazetted Officer's Request to Refer Case to Administrative Tribunal. Rule 4(2) of U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947 imposes an obligation on the Governor to refer a gazetted government servant's case to the Tribunal upon request, and the word 'may' in that sub-rule means 'shall'.

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Case Note & Summary

The dispute arose from disciplinary proceedings initiated against a Naib Tehsildar employed by the State of Uttar Pradesh. The respondent, Jogendra Singh, was appointed in 1937 and suspended on August 4, 1952, following complaints, with charges referred to the Administrative Tribunal under the U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947. The Tribunal exonerated him in August 1953. While those proceedings were pending, the appellant State received additional complaints against the respondent and communicated them to the Tribunal, indicating that further charges would be sent; however, the Tribunal completed the existing inquiry without waiting. Consequently, the respondent was again suspended on October 28, 1955, and charges based on the additional complaints were delivered to him on October 29, 1956. On November 12, 1956, he submitted an explanation and requested that the inquiry be entrusted to the Administrative Tribunal in accordance with the Rules. On June 28, 1958, the Deputy Secretary, Board of Revenue, informed him that the State had rejected his request and entrusted the case to the Commissioner, Gorakhpur Division, for disciplinary proceedings under Rule 55 of the Civil Services (Classification, Control and Appeal) Rules. The respondent filed a writ petition in the Allahabad High Court on July 14, 1958, seeking to quash those proceedings. A single judge allowed the writ, holding that the respondent, being a gazetted officer, was entitled to have his case referred to the Administrative Tribunal on request, and quashed the direction for inquiry under Rule 55. The State's appeal under the Letters Patent was dismissed by a Division Bench, and the State obtained a certificate to appeal to the Supreme Court. The core legal issue before the Supreme Court was the construction of Rule 4(2) of the 1947 Rules, specifically whether the word 'may' in that sub-rule conferred discretion on the Governor or meant 'shall' or 'must'. Rule 4(1) gave the Governor discretion to refer cases involving corruption, failure to discharge duties, irremediable general inefficiency, or personal immorality to the Tribunal. Rule 4(2) provided that the Governor may, in respect of a gazetted government servant on his own request, refer his case to the Tribunal in respect of those same matters. The appellant argued that the Governor had complete discretion whether to hold an inquiry before an Administrative Tribunal or under Rule 55 of the Civil Services Rules, and no obligation existed to grant a gazetted servant's request. The respondent contended that Rule 4(2) conferred a right on gazetted government servants to require a Tribunal inquiry upon request. The Court reasoned that while 'may' generally does not mean 'must' or 'shall', the context can change its meaning, particularly where a discretion is conferred upon a public authority coupled with an obligation. The whole purpose of Rule 4(2) would be frustrated if 'may' were given the same discretionary construction as in Rule 4(1). Since Rule 4(1) already included gazetted government servants within the discretionary power to refer cases to the Tribunal, Rule 4(2) would be wholly redundant unless it created a distinct right for those servants to opt for a Tribunal inquiry. The plain and unambiguous object of Rule 4(2) was to provide an option to gazetted government servants to request the Governor that their cases be tried by a Tribunal and not otherwise. Therefore, a request by a gazetted government servant under Rule 4(2) imposed an obligation on the Governor to grant it. Because the respondent had admittedly made such a request and it was not granted, the High Court was right in quashing the proceedings proposed to be taken otherwise than by referring the case to the Tribunal. The Supreme Court dismissed the appeal with costs, affirming the High Court's order. The decision established that Rule 4(2) of the U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947 is mandatory in nature when a gazetted government servant requests a reference to the Administrative Tribunal.

Headnote

A) Service Law - Disciplinary Proceedings - Mandatory Reference to Administrative Tribunal on Gazetted Officer's Request - U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947, Rule 4(2) - A gazetted government servant facing disciplinary inquiry requested that his case be referred to the Administrative Tribunal, but the State rejected the request and directed inquiry under Rule 55 of Civil Services Rules. The Supreme Court held that Rule 4(2) imposes an obligation on the Governor to grant such a request; the word 'may' in sub-rule (2) means 'shall' or 'must' in context. The High Court's order quashing the Rule 55 inquiry was affirmed and the appeal dismissed with costs. Held that the Governor must refer the case to the Tribunal upon request (Paras Not mentioned).

B) Statutory Interpretation - Word 'May' as Mandatory - Discretion Coupled with Obligation - U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947, Rule 4(2) - The court examined whether 'may' in Rule 4(2) confers discretion or obligation. It reasoned that although 'may' generally does not mean 'must', context and purpose can make it mandatory, especially where discretion is coupled with an obligation and a contrary construction would render the provision redundant. Since Rule 4(1) already gave discretion to refer gazetted servants' cases, Rule 4(2) had an independent purpose to give gazetted officers an option for Tribunal inquiry. Held that 'may' must be read as 'shall' to avoid redundancy and fulfill the object (Paras Not mentioned).

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Issue of Consideration

Whether the word 'may' in Rule 4(2) of U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947 confers discretion on the Governor or really means 'shall' or 'must', thereby obliging the Governor to refer a gazetted government servant's case to the Administrative Tribunal upon his request.

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Final Decision

The Supreme Court dismissed the State's appeal with costs, affirming the High Court's order quashing the State's direction to conduct disciplinary proceedings under Rule 55 of Civil Services (Classification, Control and Appeal) Rules and holding that the respondent's request for referral to the Administrative Tribunal under Rule 4(2) of U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947 had to be granted.

Law Points

  • Word 'may' can mean 'shall' or 'must' in context
  • where discretion is coupled with an obligation
  • 'may' denotes command
  • Rule 4(2) of U.P. Disciplinary Proceedings (Administrative Tribunal) Rules
  • 1947 imposes an obligation on Governor to grant gazetted government servant's request to refer case to Administrative Tribunal
  • Rule 4(2) would be redundant if 'may' were discretionary
  • gazetted government servants have an option to request Tribunal inquiry and not otherwise
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Case Details

1963 LawText (SC) (03) 17

Civil Appeal No. 301 of 1961

1963-03-04

P.B. Gajendragadkar, M. Hidayatullah, J.C. Shah

1963 AIR 1618, 1964 SCR (2) 197

K. S. Hajela, C. P. Lal, K. L. Gosain, Naunit Lal

State of Uttar Pradesh

Jogendra Singh

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Nature of Litigation

Writ petition challenging disciplinary proceedings against a gazetted government servant for not referring the case to the Administrative Tribunal upon request under Rule 4(2) of U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947.

Remedy Sought

Respondent sought a writ, direction, or appropriate order quashing proceedings before the enquiring officer appointed under Rule 55 of the Civil Services (Classification, Control and Appeal) Rules and to direct inquiry by the Administrative Tribunal.

Filing Reason

After exoneration on initial charges, additional complaints led to a second suspension and disciplinary charges; the respondent requested reference to Administrative Tribunal, but the State rejected the request and entrusted the case to the Commissioner, Gorakhpur Division.

Previous Decisions

Single Judge of Allahabad High Court allowed the writ petition and quashed the order directing inquiry under Rule 55; Division Bench dismissed the State's Letters Patent appeal; State obtained certificate to appeal to Supreme Court.

Issues

Whether the word 'may' in Rule 4(2) of U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947 confers discretion on the Governor or imposes an obligation to refer a gazetted government servant's case to the Administrative Tribunal upon request.

Submissions/Arguments

Appellant (State of U.P.) contended that under Rule 4, the Governor has discretion to direct disciplinary proceedings either before an Administrative Tribunal or under Rule 55 of Civil Services Rules before an appropriate authority; no obligation exists to grant a gazetted government servant's request for Tribunal inquiry. Respondent contended that as a gazetted government servant, Rule 4(2) entitled him to request that the inquiry be referred to the Administrative Tribunal, and upon such request, the Governor was bound to grant it; rejection of the request was unlawful.

Ratio Decidendi

The word 'may' in Rule 4(2) of U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947, interpreted in context, means 'shall' or 'must'; when a gazetted government servant requests that his case be referred to the Administrative Tribunal, the Governor is bound to grant the request; Rule 4(2) would be redundant if 'may' were discretionary; discretionary power coupled with an obligation must be exercised to fulfill the obligation.

Judgment Excerpts

The whole purpose of rule 4 (2) would be frustrated if the word 'may' in the said rule receives the same construction as in sub-rule (1). the plain and unambiguous object of enacting rule 4 (2) is to provide an option to the gazetted government servants to request the Governor that their cases should be tried by a Tribunal and not otherwise. rule 4(2) imposes an obligation on the Governor to grant a request made by the gazetted government servant that his case should be referred to the Tribunal under the Rules.

Procedural History

The respondent was appointed as Naib Tehsildar in 1937. On August 4, 1952, he was suspended and charges were referred to the Administrative Tribunal, which exonerated him in August 1953. While proceedings were pending, additional complaints were received and communicated to the Tribunal, but the Tribunal proceeded with existing charges and concluded the inquiry. The respondent was again suspended on October 28, 1955, and charges on additional complaints were delivered to him on October 29, 1956. On November 12, 1956, he submitted an explanation and requested that the inquiry be entrusted to the Administrative Tribunal. On June 28, 1958, the Deputy Secretary, Board of Revenue, informed him that his request was rejected and his case was entrusted to the Commissioner, Gorakhpur Division, for disciplinary proceedings under Rule 55. The respondent filed a writ petition in the Allahabad High Court on July 14, 1958, seeking to quash those proceedings. A single judge allowed the writ, and a Division Bench dismissed the State's appeal under Letters Patent. The State obtained a certificate and appealed to the Supreme Court, which dismissed the appeal with costs on March 4, 1963.

Acts & Sections

  • U.P. Disciplinary Proceedings (Administrative Tribunal) Rules, 1947: Rule 4(1), Rule 4(2)
  • Civil Services (Classification, Control and Appeal) Rules: Rule 55
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